Description
Hadrius is an AI-native compliance platform tailored for financial services firms. It centralizes various compliance operations, including marketing review, e-communications surveillance, transaction monitoring, and firm oversight. The platform is purpose-built for compliance teams, aligning with SEC and FINRA regulations from the outset. It offers a unified solution that consolidates compliance operations and data, providing real-time visibility and control to manage risk proactively.
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Hadrius automates compliance testing, generates audit-ready reports, and streamlines marketing reviews to eliminate bottlenecks. It ensures firm-wide compliance through real-time monitoring of personal trading, attestations, and certifications. The platform supervises email, chat, and social communications with zero-retention AI, reducing false positives and generating regulator-grade evidence instantly.
The platform is designed to meet the unique challenges of financial firms, offering SEC/FINRA-ready operations with standardized reviews, testing, and evidence packs. Hadrius integrates with the Claude Compliance API, pulling employee conversations and activity into an audit-ready archive. It employs bank-level encryption, SOC 2 compliance, and zero-retention AI to protect compliance data.
Hadrius is backed by Y Combinator and trusted by over 500 institutions, securing $4 trillion in AUM. It delivers measurable results, reducing compliance costs and cycle times while enhancing oversight capabilities. The platform is ideal for broker-dealers, RIAs, private funds, and compliance consultants seeking to streamline operations and reduce regulatory risk.
- CategoryCompliance & Risk Management
- Pricing ModelContact for pricing
- DeploymentCloud
- PlatformsFinancial Services
Hadrius Compliance Platform's Core Features
AI-native marketing review
E-comms surveillance
Transaction monitoring
Firm oversight
SEC/FINRA alignment
Zero-data retention AI
Audit-ready reporting
Real-time personal trading monitoring
Communications supervision
Branch exam management
Policy-as-code automation
Immutable timelines
WORM-compliant storage
Role-based access control
Continuous security monitoring
How to use Hadrius Compliance Platform?
Configure: Set up compliance parameters
Use: Monitor and review compliance activities
Optimize: Automate testing and reporting
Secure: Implement data protection measures
Hadrius Compliance Platform's Use Cases
- Marketing Compliance
- E-Comms Surveillance
- Transaction Monitoring
- Regulatory Reporting
- Personal Trading Oversight
- Branch Management
- Policy Automation
- Data Security
